Wolters Kluwer Financial Services: Your Expert Source for Financial Regulatory Compliance and Risk Management
Great sources for news stories are hard to find.
And reliable sources for risk management and regulatory compliance stories are especially hard to find -- until now.
With more than 400 compliance and legal experts around the world analyzing tens of thousands of pieces of current and pending regulatory legislation each year, Wolters Kluwer Financial Services can help journalists as they tackle the complex issues affecting all sectors of the financial services industry across the globe.
Topics
Combining regulatory expertise and technological intelligence, Wolters Kluwer Financial Services’ reputable team of professionals can address various topics, including:
- Anti-money laundering/Bank Secrecy Act
- Asset Liability Management/Interest Rate Risk
- Banking compliance technology and processes
- Banking regulatory compliance issues
- Basel II and III
- Commercial lending
- Consumer lending
- U.S. Consumer-oriented banking regulations (Community Reinvestment Act, Home Mortgage Disclosure Act and fair lending requirements)
- Corporate actions
- Corporate governance
- Cost basis reporting
- Credit risk
- Credit unions
- Data security and privacy
- Deposit accounts (U.S.)
- Enterprise risk management
- European Union financial services directives (including Basel II and III, International Financial Reporting Standards, Solvency II, Common Solvency Ratio Reporting, Financial Reporting (FINREP) and Markets in Financial Instruments Directive (MiFID))
- Financial risk management (including stress testing, funds transfer pricing and economic capital)
- Financial Regulatory reporting topics in more than 40 countries
- Financial Services Authority regulations
- Fraud prevention and detection
- Government lending (U.S.)
- Health savings accounts
- Indirect lending in the U.S. (including automobile and specialty vehicle finance)
- Individual retirement accounts
- Insurance company operations (U.S.)
- Insurance compliance technology (U.S.)
- Insurance form filing and document management (U.S.)
- Insurance regulatory compliance issues
- Insurance risk/Solvency II
- ISO 31000
- Life and health insurance (U.S.)
- Liquidity risk
- Loss mitigation/loan modifications (U.S.)
- Market risk
- Mortgage lending compliance technology and processes
- Operational risk
- Payments and messaging technology
- Property and casualty insurance (U.S.)
- Risk management scenario building
- Solvency II
- Securities compliance technology
- Securities regulatory compliance issues
- Tax law (U.S.)
- Treasury and capital markets technology
- Treasury risk management
Commentary, reference and research
Wolters Kluwer Financial Services’ thought leaders share their regulatory and risk management knowledge via a variety of channels.
Resource Centers:
Dodd-Frank
Reg Z
Cost Basis Reporting
FACT Act Red Flags
Banking white papers:
- “Bank Security: Own The Night -- How financial institutions can apply the Broken Windows Theory of Policing to prevent criminal activity and stop losses due to fraud”
- “Enabling Effective Enterprise Risk Management through Cultural Change”
- “The Evolution of Regulation: Avoiding Silo”
- “The World Beyond VaR”
- “Risk in the Boardroom: Arming the C-suite for Future Black Swans
- “Strengthening the Three Lines of Defense” (Business, Risk and Compliance, and Audit)
Mortgage white papers:
- “Straight-Through Processing in Commercial Lending: Moving From Reverie to Reality”
- “E-Disclosure: Answering Challenges Faced by Today’s Mortgage Lenders”
Insurance white papers:
- “The Financial Impact of Effective Market Conduct Examination Management”
- ”Enabling Effective Enterprise Risk Management through Cultural Change”
- “2009 Top 10 Market Conduct Issues for Property & Casualty Insurance Carriers”
- “2009 Top 10 Market Conduct Issues for Life & Health Insurance Carriers”
- “The Two Sides of Effective Adverse Action Management -- Notices and Processes: A Double Compliance Challenge”
- “Constant Change, Consistent Compliance: The Forms Management Challenge”
- “Responding to Insurance Regulatory Activity: 6 Vital Areas of Effectiveness”
- “Technology Brings Immediate Compliance Improvement”
- “Insurance Compliance Research: The Underestimated Challenge”
- “Trends and Developments In Legislative and Regulatory Activity”
- “Understanding the Standard Approach and Models in Solvency II”
- “Risk Management for Solvency II and Beyond: A Survey of Some Recent Methods”
- “Strengthening the Three Lines of Defense” (Business, Risk and Compliance, and Audit)
Securities white papers
- ”Enabling Effective Enterprise Risk Management through Cultural Change”
- “New IRS Cost Basis Reporting Proposed Regulations: Analysis of the Details & The Impact on Brokers and Transfer Agents”
- “2009 Top 10 Corporate Actions”
- “Why C-Level Executives Should Be Concerned About the New Cost Basis Reporting Rules”
- “Cost Basis Reporting Law: IRS Comments”
- “The New Cost Basis Reporting Law: An Overview”
- ERM in Asset Management
- “Strengthening the Three Lines of Defense” (Business, Risk and Compliance, and Audit)
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